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DAAT · LEVEL 3 — SYNTHESIS

Siman 173 — Synthesis: the nineteen seifim arranged by mechanism

A siman of cases is not revised in the order of the book
יורה דעה · סימן קע״ג
הרבה פרטי דיני רבית
📘 Revision · חזרה וסיכום
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Siman 173 is a siman of cases. Taking it seif by seif would produce only a list — and a list of nineteen entries is not retained. It is therefore arranged here by the five mechanisms that really decide: speech, the public measure, possession, the bearing of risk, labour. A master table, placed at the start, allows any seif to be found in the order of the book.

DAAT · daattorah.com — הרב יוסף חיים סממה

📑 Plan of the revision

1. The axiom, and the two sides
2. The five reflex questions
3. The master table of the nineteen seifim
4. Mechanism I — speech: קציצה and מפרש
5. Mechanism II — the public measure: שער ידוע and שומא ידועה
6. Mechanism III — possession: יש לו, and what counts as possession
7. Mechanism IV — the bearing of risk: אחריות
8. Mechanism V — labour: שכר טרחו
9. The disqualifying shape — קרוב לשכר ורחוק להפסד
10. Outside the field of goods — the claim, the coin, the guarantee
11. The restraint of person — אדם חשוב
12. The vocabulary, in one page
13. The golden rules
14. The classic pitfalls

1. The axiom, and the two sides

To be held before all else. Siman 173 adds nothing to the definition of interest: it applies it to sale. The Tur states it in two symmetrical sentences, and they suffice to order the nineteen seifim. (a) It is forbidden to sell dearer because one waits for payment. (b) It is forbidden to buy cheaper because one pays in advance. These are two faces of one thing: time is not for sale.
« וכשם שאסור למכור ביוקר בשביל המתנת המעות כך אסור ליקח בזול בשביל המתנת המעות » (טור יו״ד קע״ג)
« אָמַר רַב נַחְמָן: כְּלָלָא דְרִיבִּיתָא, כֹּל אֲגַר נְטַר לֵיהּ – אָסוּר » (בבא מציעא ס״ג ע״ב)

What follows therefore does not take the seifim in the order of the book. They are arranged by the mechanism that decides them — five mechanisms, plus one disqualifying shape and two categories apart. One seif may appear twice, because two criteria operate in it.

2. The five reflex questions

Before any one of the nineteen cases, these five questions arise in this order. The first that answers “yes” closes the file.

#The questionIf yesWhere the siman poses it
1Were the two prices stated facing each other — “so much now, so much later”?Forbidden, without further examination, in selling as in buying.seifim 1, 3, 7
2Does the object have a known rate, or a commonly accepted valuation?The gap is measurable, hence visible, hence forbidden.seifim 1, 2, 7
3Does the seller already possess the thing — truly, not by a claim?The money buys: the rebate is only a rebate.seifim 7, 8, 17
4Who bears the loss if the thing perishes, or if the price falls?He who bears it is the owner; the other has lent.seifim 4, 10, 13, 14, 15, 16, 18
5Does the surplus pay for work actually performed?It is not interest — it remains to know whether it is complete.seifim 12, 15, 16

3. The master table of the nineteen seifim

Once only, in the order of the book: what each seif is about, and by which mechanism it is decided. This is the table to return to when looking for a seif; the following sections are arranged by mechanism.

SeifWhat it treatsThe deciding mechanism
1The credit sale at a raised price — Rav Nahman’s tarshaspeech, then the public measure
2The dumped market price is not the reference pricethe public measure, correctly identified
3The discount for early payment after the sale is concludedspeech, and the instant of conclusion
4The sale of a claim at a discountthe bearing of risk
5The community selling the wine franchise, then the claimthe structure: two lawful sales
6The changer: a minted dinar against unminted coinsthe kind, and possession
7The purchase at a low price against advance paymentpossession, speech, the public measure
8The ten gourds paid for small, delivered largepossession, extended by self-growth
9The milk, the wool, the honey — “the measure” or “much or little”possession; then the shape of gain without loss
10Orchard fruit, and the calf left with the sellermarket custom; then the bearing of risk
11The vine-shoots paid for in advance, and the act on what is attachedpossession, acquired by an act
12The field-watchmen’s wage, delayed against a supplementlabour
13Wine paid for at the vintage, and the division of risksthe bearing of risk, and the disqualifying shape
14The barrel entrusted for resale, with a right of returnthe bearing of risk, and labour
15Carrying goods to the dear market against deferred paymentthe bearing of risk, and labour
16The sela given to a merchant for six se’ahs from the villagethe bearing of risk, labour, the person
17Receiving here, repaying in kind therepossession — but there
18The loan on the ship’s riskthe form: coins given, coins received
19Twenty paid to one who guarantees a hundred on a shipthe form: nothing is to be returned

4. Mechanism I — speech: קציצה and מפרש

This is the simplest and most absolute criterion: it knows no exception in the whole siman. As soon as the two prices are stated facing each other, the gap is declared, and nothing remains to interpret. The gemara puts it about tarsha: there he fixed, here he did not.

« אֲמַר לֵיהּ: הָתָם – קַץ לֵיהּ, הָכָא – לָא קַץ לֵיה » (בבא מציעא ס״ה ע״א)
WhereWhat is saidEffect
seif 1“If you give me at once, ten; if at such a date, twelve”Forbidden, even for an object of unknown valuation
seif 1Nothing is said, but the rise is so great that it showsForbidden according to the “there is one who says”, who is the Tur
seif 3“Pay me now ten” — said before the conclusionForbidden to take twelve afterwards
seif 3The same, said after the conclusion at twelvePermitted: it is a waiver of a claim
seif 7“If you give me now, ten; if not, twelve” — on the buying sideForbidden, even if the seller has the goods
The lawful way out. Rabbenu Tam, reported by the Ba’al HaTerumot and by the Shakh, indicates the formula that escapes: set no pair of prices at all, but index the single price to the rate of a future date. What follows the rate has no fixed price — and it is permitted even for an object that has a known rate today.
« אלא א״ל סתם באייר תתן לי כשער של אייר בין שיהיה אותו זמן יוקר או זול מותר אע״פ שדרכן להתייקר באייר » (ש״ך יו״ד קע״ג ס״ק ג)

5. Mechanism II — the public measure: שער ידוע and שומא ידועה

A rise can be imputed to the delay only if one knows what the thing is worth without it. That is why everything depends on the existence of a public measure. Two forms serve for it: the market rate — pepper, wax, wheat — and the commonly accepted valuation. Where neither exists — a cloak, land, a foreign coin — the siman permits.

The assetHas it a public measure?ConsequenceSource
Pepper, wax, wheatYes — a market rateForbidden to raise for the delayseif 1
A cloak, a unique objectNoPermitted, without explicit speech and without a large riseseif 1
LandNo — it knows no overreachingPermitted, save for explicit speechש״ך ס״ק ב
A foreign coinNo, per the Beit Ephraim — it is like landPermitted on the same conditionsפת״ש ס״ק ג
A thing whose posted price is a distress priceThe rate is not that priceThe true price is the benchmark: selling at it is permittedseif 2
The threshold of “a little”. Even where the permission operates it has a bound: the rise must stay moderate, failing which it shows and counts as speech. The Pit’hei Teshuva reports from the Beit Ephraim, in the name of the Knesset HaGedolah, a figure: up to a fifth.
« עיין בתשובת בית אפרים שם שכתב בשם כנה״ג דעד שוה ה׳ מקרי מעלהו מעט ע״ש » (פת״ש יו״ד קע״ג ס״ק ד)

6. Mechanism III — possession: יש לו, and what counts as possession

This is the mechanism proper to the buying side. Paying in advance is lawful only if the seller has the thing: then the coins buy, and the rebate is only a rebate. If he has it not, the money remains a loan and the rebate is its fruit. The siman devotes six seifim to saying what counts as “having”.

« משום דכיון דמעות קונות מן התורה ואם חוזר בו מקבל מי שפרע ה״ז לענין רבית כאילו קנאם קנין גמור » (בית יוסף יו״ד קע״ג)
The situationDoes it count as “he has”?WhyWhere
The goods are at his place, but he cannot reach them todayYesThe delay is no waiting: the thing is acquiredseif 7
He has the same commodity on credit with othersNoCollection is still wantingseif 7
He has the same commodity on deposit with a third partyYesA deposit is still its owner’sש״ך ס״ק י״ח
The gourds are small and will grow of themselvesYesThey have already grown somewhat, and the surplus comes from the soilseif 8
The milk the goats will give tomorrowNoThis milk taken, another comes in its placeseif 9
Orchard fruit still unripeNoIt is not the custom to buy it so: it has no priceseif 10
The vine-shoots, after an act performed on them while attachedYesHe has become the purchaser of the tree for its branchesseif 11
The produce he will repay on arrival, if he has some thereYesIt is a se’ah for a se’ah, and he has itseif 17
The unminted coins he has at home, at the changer’sYes — and on the quantity the Rama and the Aharonim divideHe sells a commodity, he does not lendseif 6
The Shakh’s restriction, decisive in practice. The Rama permits, for an object of unknown valuation, even where the seller has nothing. The Shakh adds a condition the Ba’er Hetev keeps for practice: the market rate must be established. So long as it is not, the fear of a rise forbids — even at the current price.
« ולפ״ז כי שרינן באין שומתן ידוע אפי׳ באין לו נמי ביצא השער בדוקא היא דלא כדמשמע בעט״ז » (ש״ך יו״ד קע״ג ס״ק י״ז)

7. Mechanism IV — the bearing of risk: אחריות

This is the most used mechanism in the siman — eight seifim out of nineteen — and it holds in one sentence: he who bears the loss is the owner. Where the owner has not changed, there was no sale; and if there was no sale, there was a loan, and the price gap is its fruit.

« דאל״כ אין כאן מכר אלא הלואה ויש כאן רבית מה שקבל יותר » (ט״ז יו״ד קע״ג ס״ק ג)
The caseWho must bear the riskIf it is the otherWhere
Selling a claim at a discountThe buyer, for the debtor’s insolvencyIt is no longer a sale: it is a loan, and the discount is interestseif 4
The same, for a defect from the seller — debt paid, prior seizureThe seller may keep itNothing: it is not a market risk but a warranty of what he soldseif 4
The calf bought cheap, left with the sellerThe buyer, for death and leannessThe rebate becomes the price of the delayseif 10
Wine paid for at the vintageThe buyer, for rise and fall; the seller may keep souringNear to gain, far from loss — forbidden even if drawn to his own domainseif 13
The barrel entrusted for resaleAccording to the form: either the seller keeps the loss, or the buyer takes it and receives a wageThe arrangement leaves the frame the Rambam permitsseif 14
Carrying goods to the dear marketThe seller, for the roadThere is a loan from now, and the market gap is its fruitseif 15
The sela given to a merchant for six se’ahsThe buyer, for theft and lossThe Rama permits all the same, if the wage of trouble is paidseif 16
Lending against the ship’s riskIt does not matter: the form of the loan standsForbidden in every case; only the qualification changesseif 18
Why seif 15 and seif 16 seem to contradict — and do not. At seif 15 the risk must stay with the seller; at seif 16 it must pass to the buyer. But the roles are inverted: at seif 15 the one who receives the goods owes money; at seif 16 the one who receives the money owes goods. In both cases the rule is the same — he who awaits a counterpart must not, in addition, be exposed to the loss of what he has already given.

8. Mechanism V — labour: שכר טרחו

What pays for trouble actually taken is not interest. This mechanism plays two distinct roles in the siman, and they must be kept apart: it makes lawful what would not be (seifim 15 and 16), and it prevents the debt from arising at all (seif 12).

WhereWhat the labour doesWhat remains in dispute
seif 12Watchmen who help thresh are not yet creditors: hire is paid only at the end, and there is therefore nothing to wait for.Nothing: the seif carries no note of its own.
seif 15Without a wage for the trouble, the carrier works for the loan that will follow, and that work is a consideration.The amount: full according to the Shakh reading the Beit Yosef, modest according to the Taz.
seif 16The wage paid permits the Rama’s variant, in which the road risk stays with the merchant.The Shakh maintains there is no disagreement here: the Mehaber spoke of the case without a wage.
seif 14The excess over two is called a wage: it pays the trouble of reselling, not the money.Nothing on the principle; everything on the place of the clause of return.
« בבית יוסף משמע דבעי למיתן ליה שכר עמלו ומזונו משלם וע״ל סימן קע״ז » (ש״ך יו״ד קע״ג ס״ק ל)
« בב״י משמע דבעי למיתן ליה שכר עמלו ומזונו משלם ולא די בדבר מועט אבל הט״ז כתב דאפילו בדבר מועט סגי » (באר היטב יו״ד קע״ג ס״ק כ״ב)

9. The disqualifying shape — קרוב לשכר ורחוק להפסד

This is not a sixth mechanism but a control test, and it applies after the other five. An arrangement may satisfy every criterion and still be forbidden, if it places one of the parties where he can only gain. The siman uses it both ways.

WhereHow it is usedThe verdict
seif 9To permit: “all that my goats give, much or little” — the buyer may lose.Permitted
seif 13To forbid: a buyer who does not take the fall upon himself can only gain.Forbidden, says the Taz, even if he drew it to his own place
RambamTo characterise צאן ברזל: the flock’s owner is near to gain and far from loss.Forbidden, unless he accepts rise, fall and torn beasts
« מותר שהוא קרוב להפסד כמו לשכר » (שו״ע יו״ד קע״ג:ט)
« אפי׳ (לא) משכו דהוי קרוב לשכר ורחוק להפסד כן נראה לענ״ד » (ט״ז יו״ד קע״ג ס״ק י״ט)
« הֲרֵי זֶה אָסוּר שֶׁהֲרֵי בַּעַל הַצֹּאן קָרוֹב לְשָׂכָר וְרָחוֹק לְהֶפְסֵד » (רמב״ם הלכות מלווה ולווה פרק ח׳ הלכה י״ב)

10. Outside the field of goods — the claim, the coin, the guarantee

Four seifim bear on no merchandise at all, and that is what makes them the most current in the siman. They teach that a right can be sold, that money may be a commodity, and that a risk can be bought.

SeifThe object of the transactionWhy it is not a loanThe condition
4A claim on a third partyThe buyer buys a risk, not a delayThe liability for insolvency must pass to the buyer
5A communal franchise, then the claim arising from itTwo successive sales, each lawful in itselfA bond must establish the obligation before the assignment
6Minted coin against unminted coinTwo different kinds: the second counts as a commodityHe must have the coins — and on how much, they divide
19A guarantee against the loss of a cargoNothing is to be returned: it is כעין מכרNone: even paid in advance, the premium stays lawful
« לפי שאין כאן הלואה אלא כעין מכר שמקבל עליו אחריות מעות האחר בעד סך ההוא שנותן לו זה » (ש״ך יו״ד קע״ג ס״ק ל״ד)
The line between seif 18 and seif 19. In both cases someone is paid to take a risk. The difference is the direction of the flow. At seif 18 the money goes from lender to borrower and returns increased: it is a loan, and the risk does not change that — coins for coins, and those that return are not those that went. At seif 19 the money goes the other way: the owner pays the one who will take the loss. There is nothing to return, and therefore nothing that could be a loan.

11. The restraint of person — אדם חשוב

Twice the siman denies to one man what it permits to all. This is not a stringency of piety: it is the consequence of a fact. What others obtain because the market finds its account in it, the man of standing obtains because a favour is done him — and a favour granted to one who has paid money is a wage of waiting.

« וְנִשְׁקוֹל שִׁיתָּא! אָדָם חָשׁוּב שָׁאנֵי » (בבא מציעא ע״ג ע״א)
WhereWhat is denied himWhat removes the impediment
seif 15Nothing: it is the reverse — if he is a man of standing, the buyer need not pay him for his trouble, for his name exempts from the toll.
seif 16Giving a sela to a merchant for six se’ahs from the village, which is permitted to anyone else.Per the Shakh in the Rivash’s name: if he takes the liability and pays for the trouble, it is permitted even to him.
« וכשמקבל עליו אחריות ונותן לו ג״כ שכר טרחו אפי׳ אדם חשוב שרי. ריב״ש מביאו ב״י » (ש״ך יו״ד קע״ג ס״ק ל״ב)

12. The vocabulary, in one page

The termWhat it denotesWhere it works
אגר נטרThe wage of waiting — the criterion of the whole blockeverywhere; Rav Nahman’s formula
טרשאThe credit sale at a raised price, permitted under conditionsseif 1
קציצה · מפרשThe fixed price, the explicit statementseifim 1, 3, 7
שער ידוע · שומא ידועהThe market rate, the commonly accepted valuationseifim 1, 2, 7
יצא השערThe rate is established — a condition added by the Shakhש״ך ס״ק י״ז
הקפה ביד אחריםA claim in kind held by a third party — this is not “having”seif 7
ממילא קא רבוWhat grows of itself out of what already existsseifim 8, 9, 10
אחריותThe bearing of risk — he who bears it is ownerseifim 4, 10, 13, 14, 15, 16, 18
יוקרא וזולאThe price risk, rise and fall — distinct from the risk on the thing itselfseif 13; ש״ך ס״ק כ״ד
קרוב לשכר ורחוק להפסדNear to gain, far from loss — the shape that disqualifiesseifim 9, 13; Rambam 8:12
שכר טרחוThe wage of trouble — never interestseifim 12, 14, 15, 16
אדם חשובThe man of standing, denied what others may doseifim 15, 16
מכר על מנת להחזירSale with a right of return — the matter of siman 174surfaces at seifim 11 and 14
עזרThe communal franchise of wine or meatseif 5; ט״ז ס״ק ח
אבק רביתDust of interest — the ordinary regime of this whole simanש״ך ס״ק ד; Rambam 8:1

13. The golden rules

Seven sentences to take away. 1. The question is never “what is this called?”, but “for what is this surplus paid?”.
2. Two prices stated facing each other close the file: forbidden, everywhere.
3. Where the object has neither rate nor known valuation, the gap is not measurable — and the siman permits, at a moderate rise.
4. Paying in advance presupposes that the seller has the thing; a claim with a third party is not “having”.
5. He who bears the loss is the owner; if the owner has not changed, there was a loan.
6. An arrangement where one can only gain is forbidden even without a named interest.
7. Real labour is never interest — but it must be genuinely paid for.

14. The classic pitfalls

The pitfallWhat one thinksWhat the siman says
The wealthy sellerIf he does not need money he gains nothing from the delay, so it is permitted.One looks not at the seller but at the buyer: had he had money, he would have paid today’s price.
The market priceThe price posted in the market is the reference price.No: it is sometimes a distress price. The reference price is what one who buys for the thing itself pays.
The discount for cashIt is lawful in every case.Only after the sale is concluded at the full price. Announced in the offer, it is the forbidden alternative.
Natural growthEverything that grows of itself is permitted.Two more things are needed: that it grow out of what is already there, and that it be the custom to sell so.
The risk takenTaking a risk suffices to escape the loan.Not at seif 18: the form of the loan stands, for the coins received are not those that went out.
“ויש מתירין”The Rama softens the Mehaber’s view.According to the Shakh there is no disagreement: the Mehaber spoke of the case where the wage is not paid.
The token wagePaying something suffices to cover the trouble.Per the Shakh reading the Beit Yosef, the full wage is required; the Taz is content with little, and the Ba’er Hetev did not decide.
The qualificationSince it is “only” dust of interest, one may pass over it.Dust of interest is forbidden; and the Tashbetz recalls that a bargain so made may be void, the money to be returned at once.
« כיון שנעשה המקח באיסור בטל לגמרי ולא מקבל עליו מי שפרע » (פת״ש יו״ד קע״ג ס״ק ח)
DAAT · daattorah.com — Siman 173 of Yoreh De’ah · Study by Rav Yossef Haim Samama